Series 37 Exam

Definition - What does Series 37 Exam mean?

The Canada Module of the Series 7, or the Series 37 exam, is designed and administered by FINRA. This exam is for individuals who are both registered and in good standing with one of the securities organizations in the Canada. Successfully passing the Series 37 exam allows these individuals to extend their license to the United States.

Topics for the Series 37 exam are the same as those for the Series 7 exam. Basically the Series 37 exam is an abbreviated version of the Series 7 exam with options.

The Series 37 exam is a 90 question, multiple-choice test that must be completed within 2 hours and 30 minutes. Cost for this exam is $175.00. Please note that this cost only represents the registration fee for the Series 37 exam. There will most likely be other fees involved with scheduling, scoring or study materials.

Testopedia explains Series 37 Exam

Candidates should be aware that there are prerequisites for the Series 37 exam. In order to be eligible for this exam, candidates must have a current CAN registration.

The Series 37 exam, like all FINRA exams, can be taken at any Pearson Vue testing center. Pearson Vue has testing centers in most large and medium sized cities throughout the country and is open six day a week, making it a nice choice for candidates. This exam is available year round.

Potential candidates for this exam should note that while the exam is available year round, it cannot be taken on Sundays. This fact should be kept in mind when you are scheduling your exam and choosing your testing locations.

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