5 Percent Markup Policy

Definition - What does 5 Percent Markup Policy mean?

FINRA’s guidelines, which require all prices paid by customers to be reasonably related to a security’s market price. The 5 percent policy is a guideline, not a rule, and does not apply to securities sold through a prospectus.

Testopedia explains 5 Percent Markup Policy

Connect with us

Testopedia on Linkedin
Testopedia on Linkedin
Tweat cdn.testopedia.com
"Testopedia" on Twitter


'@Testopedia'
Sign up for Testopedia's Free Newsletter!